Practice management

The ensemble and enterprise pickups came after the No. 4 IBD added 70 advisors in the first nine months of the year.

The wealth management unit took in lower revenue from the year-ago period — but executives say its transformation is going according to plan.

A bull decade doesn’t necessarily mean a zero-sum next 10 years, planners say.

One full-page advertisement, featuring seven female employees at Fisher Investments, is headlined: “You Heard Their Story. Now Hear Ours.”

How sequence of returns affects retirement portfolio survival.

Many larger firms have found this investment has raised the quality of service for their clients. But what if you're a small firm?

When his dad passed away, my client would have to probate 60 different stocks and a New York property, plus handle charitable contributions. At the same time, 13 grandchildren would breathe down his neck for their inherited shares.

Stunned by the cost of in vitro fertilization, this advisor quickly learns the importance of HSAs.

Personal Capital is the latest digital-first firm to spend on TV and magazine ads, acknowledging it is “challenging the legacy players in wealth management.”

Worries about the proliferation of new funds were high at the first Bogleheads conference without the company’s former leader.

Median revenue surged by 18% in the sector, but forward-looking companies have already adjusted to a fast-changing industry.

Sergio Ermotti is under pressure to lift a stock that has trailed peers for a year.

CEO Dan Arnold described the firm's multipronged strategy for further growth.

CEO Jim Cracchiolo says the firm is focused on “holistic advice rather than a free trade” after wealth management client assets reached a new high.

The NHL team owner and famed asset manager’s challenges illustrates how the appetite for hedge funds has changed since he first got into the business.

Industry trends and succession planning prompted the enterprise to leave Advisor Group’s FSC Securities, according to the partner-brothers of the Nettuno Group.

For Fisher, the man, as well as Fisher, the firm, the fallout is piling up.

Technology tools are pitched as time savers, but that’s not how advisors are actually using them.

Despite recent rebranding efforts, the EventShares fund hasn’t seen an inflow since May.

The country’s biggest RIA has already lost nearly $1 billion after its founder made inappropriate comments.