Practice management

A fired Morgan Stanley financial advisor accused of stealing client data never intended to sell the information and "is extremely sorry for his conduct," his lawyer said.

The event reminds firms, advisors and clients of the ever-evolving threat of data breaches. Here's what advisors should do.

The new recruits come from Morgan Stanley and UBS.

The fast-growing, private wealth management firm has partnered with a new team, TC Wealth Management.

Morgan Stanley fired an employee it said stole data, including account numbers, for as many as 350,000 wealth management clients and posted some of the information online.

This year will bring more municipal advisor and secondary market transparency regulation, while a newly Republican-controlled Senate could lead Congress to scrutinize and possibly ease existing laws and rules.

A new book says the looming crisis is the result of lawmakers' inaction as well as people's poor saving behavior and decisions.

Life under $150 million: Successful smaller firms say they've overcome common challenges by embracing a long-term view.

The past year has taught retirement investors that stocks will produce yields despite volatility; Plus, the biggest risk investors are taking with their retirement nest eggs.

This is a critical time for the industry, with demographic and technological shifts creating tectonic pressures. Here are a few trends all advisors should follow.

As organizations grow and develop different cultures, they require varying skills. Make sure you're able to adjust.

You'll get a stronger group effort if you emphasize common vision, diverse skills and open communication.

Two changes will come into effect by July -- an alternative capstone course, and a broadened definition of experience requirements.

Annuity guarantees will help improve relationships among couples, says annuity specialist; Plus, five great small cities for retirees.

As a new year begins, it’s time for advisors to take some fresh steps to growing their business.

A new version, called EMXpro, offers updated design and deeper planning options, and fixes earlier shortfalls in functionality.

Here are 21 simple steps to make 2015 a great year for you, your clients and your business.

RIAs follow the money. Here are the states with the most RIA firms.

The problem with traditional goal setting is that it's not terribly inspirational. Here's a better approach.

The advisor was with Raymond James for five years without any customer complaints noted by FINRA.