Recruiting

Our business isn’t just about big firms anymore, but we still see the old stereotype that investing is a man’s game dominated by Wall Street firms.

One advisor is making his first career move after 22 years at the wirehouse.

The advisors include the father, mother, daughter and son.

Charged with leading the firm’s recruiting and sales strategy, Scott Posner will report to the recent successor to Bill Morrissey, who left the firm last month.

The asset manager and custodial giant found positive correlations in several metrics for companies that focus on inclusion.

Recruiter Michael King discusses which firms have the most brand value, and where young recruits would be wise to look to start a career. He offers his insights as we continue the dialogue from our Recruiters Roundtable.

More than half of the broker-dealer’s new hires come from Wells Fargo.

A team of four women is moving to LPL in pursuit of what they say is a less difficult, lower-fee alternative.

Advisor Gary Hirschberg already has plans to expand his young firm.

The holding company launched only two years ago, but it’s already made two purchases and has several more in the works.

The company is bridging its bank and wirehouse through training programs, compensation plans and technology investments

Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.

Robert DuKate initially stayed behind when his partner, David Katz, switched firms. Eight months later, he followed along.

Robert Burns and Janet Nevins are the latest former wirehouse advisors to join the high-end brokerage unit.

The practice is at least the second this year to jump from the Advisor Group firm to its similarly sized rival.

The firm claims it is also missing important documents related to a large institutional client.

Upon closing, the deal will push Wealth Enhancement’s advisor head count beyond 70 financial planners.

The No. 1 IBD drew in a team composed of both CPAs and advisors.

The advisors join the regional firm from Morgan Stanley and Wells Fargo.

The four-advisor practice joined the No. 1 IBD after its CEO pledged to transform the company’s culture.