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New recruits hailed from firms including Wells Fargo, Merrill Lynch and Raymond James.
October 17
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The “get” marks one of the largest hires the year for the regional BD.
October 16
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The advisors joined the regional BD from UBS.
October 11
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Bill Mahler had been chairman of the firm’s equity capital markets and equity asset management units. He was also on the executive committee.
October 8
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The employee and independent BD collected excess UIT commissions and failed to properly review inactive accounts, the regulator says.
September 18
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The new recruits include a father-and-son duo in Orlando.
September 12
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So far this year, Janney has onboarded 36 financial advisors. The newest team managed more than $290 million in client assets.
September 12
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The wirehouse has experienced attrition while the regional BD has been on a hiring streak.
September 11
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The firm’s new additions include three brokers previously affiliated with Wells Fargo Advisors.
September 9
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Internal hire Chuck Hastings will make the move from the firm's asset management division.
August 30
