Regional BDs

The two advisers had been with the wirehouse for more than a decade.

The two veteran advisers were legacy Morgan Keegan, a brokerage Raymond James acquired in 2013, On Wall Street learns exclusively.

The new recruit joins after the regional firm paid $150 million to settle a lawsuit brought by an SEC receiver.

The newcomer from UBS will help oversee a unit that has grown to just over 3,000 advisers.

Each of the group's three advisers has more than 20 years of experience in the industry.

The group is led by an industry veteran of almost 40 years.

The firm's Private Client Group saw pretax profits drop to $29 million from $83 million for the year-ago period.

Three wirehouse veterans are the latest to join Ameriprise, On Wall Street learns exclusively.

The firm's adviser headcount slipped 98 year-over-year.

The group consists of two advisers who generated $2.7 million in annual production, according to RBC.

The broker is the latest to leave the wirehouse, which recently reported its headcount fell by 145 advisers.

The advisors left the wirehouse in a quarter that saw it lose 145 advisers.

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The four advisers are the latest to bolt from Wells Fargo's Profit Formula platform.

A comparison of starting payouts under this year's compensation plans.

At least 17 ex-wirehouse brokers bolted for the firm’s employee channel in the first quarter.

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The settlement is the third major regulatory payment the BD has incurred in the past year. A branch manager associated with the Jay Peak case has also left the firm.

The group includes a father-daughter duo who have worked together for 25 years.