Technology
Technology
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The bank is the world’s top stock underwriter.
January 2 -
The regulator says it will keep an eye on issues like cybersecurity and cryptocurrencies.
December 21 -
Firms fined for misleading statements about products and performance — a possible sign that the commission is increasing its surveillance of digital investment platforms.
December 21 -
These tools could save months of time — are they worth the investment?
December 19 -
The regulator laid out detailed guidelines for how planners should be communicating with clients electronically.
December 18 -
Robinhood Financial has rebranded its service, deleted tweets about its launch and scrubbed the page from its website.
December 15 -
The move is intended to improve CRM integration and search optimization.
December 12 -
An unknown number of test-takers viewed results online showing that they had passed, when their results were still under review.
December 11 -
The giants have traditionally bought out the newcomers.
December 11 -
Relationships with clients are changing — and technology is leveling the playing field.
December 11 -
The development of new products, technology and the increasing prominence of ESG are top-of-mind among industry executives.
December 11 -
It’s easy to identify, but hard to accomplish.
December 7 -
The digital customer experience is getting better. Firms should take notice.
December 7 -
At the moment, there's no clear way to "turn over human intuition" to machine learning, but there are immediate ways to save advisors' time.
December 7 -
Many digital-only robos are slowly adding human advisors.
December 7 -
Executives are focused on fresh products, emerging technology and the increasing prominence of ESG.
December 7 -
The chairman looks to finalize Reg BI while issuing warnings for advisors on cybersecurity, Brexit and Libor transition.
December 7 -
A cultural swap between Wall Street and the Valley may be changing how both sides of the financial aisle operate.
December 6 -
To move from focusing on pushing products to helping clients, firms need to aggregate and collect more data.
December 6 -
Advisors are craving mobile solutions, and vendors are looking to satisfy.
December 6



















