Investors would be required to sell the shares they purchase first, which often is the lot that has the most gains and thus generates the bigger tax hit.

Top performing planners adopt tech tools at nearly twice the rate of the typical RIA, according to an annual study by Jefferson National.

The cryptocurrency is viable, more private and more secure than the world’s major reserve currencies, proponents argue. They are wrong.

The startup aims to work with exchanges, over-the-counter venues and fund accountants as digital currencies gain more mainstream acceptance.

The funds will classify stocks using artificial intelligence.

Nov. 27: Product shelves are changing as issuers modify their pitch to planners in the wake of the fiduciary rule and wane of traditional wholesaling.

Wealth managers are fielding calls and emails from clients worried they’re missing out on something big.

The industry can learn a lot from how Amazon keeps customers engaged, says Broadridge's Salvatore Sodano.

When disaster struck, Titus Wealth Management used one tool to find all affected clients in 15 minutes.

The firm will now directly link to Acorns, following its roughly $30 million investment in the microinvesting app.

Wholesalers have taken a new tack for a group leery of sales calls, regulation and litigation.

After building an empire on passive funds, the world’s largest asset manager is readying a suite of actively managed funds.

There's an opportunity for the industry to better protect sensitive client data, said Orion CEO Eric Clarke.

Michael Lewis calls it a "pump-and-dump" scheme. Liz Ann Sonders says it's "the next kale." Should clients invest in cryptocurrencies?

Most of the barriers protecting wealth management from tech competitors have been chipped away, executives say.

Nov. 20: Security, ease of workflow and the ability to work across platforms are key features RIAs demand.

Plans from S&P and MSCI to recategorize internet and media stocks would blend some of the year’s best-performing equities with the worst.

AI, HSAs, commissions and cybersecurity are top of mind for advisors attending at the firm’s annual Impact conference. The CEO makes his predictions.

Like lagging retail giants, wealth management firms risk ruin by failing to recognize changing customer expectations or by squandering the opportunity to evolve their business model.

Exchanges are required to begin feeding trading data into the Consolidated Audit Trail on Wednesday.