Most advisors don’t have required safeguards in place, one expert says.

Clients are already consuming products differently as a result of new technology, says TIAA Chief Digital Officer Scott Blandford.

State examiners are finding more shortcomings. At the same time, advisors face bulked-up regulators probing more aspects of their practices.

Eaton Vance, Morgan Stanley and Putnam executives want to learn how new technology can be leveraged.

AI and predictive analytics have key roles in the bank's plan to add automated advice and savings to mobile banking.

The $195 million cash purchase is Envestnet’s sixth largest deal since 2010.

Millennials want mobile-first digital advice, and will invest millions on such platforms.

The key is thinking like a business owner and acting like a CEO, according to a new report.

Sept. 25: Changes the DoL regulation has inspired — particularly in the mutual fund industry — are moving ahead, albeit slowly.

Equifax's data breach may be the most serious, given that it covered 143 million consumers and involved reams of confidential information, but it wasn't the largest. Following are the biggest to date.

In the wake of cyberattacks at Equifax and EDGAR, SEC Chairman Jay Clayton makes an unusually lengthy statement appealing for RIAs to bolster security.

Derek Burke discussed the Advisor Group firm’s upcoming digital offering and his top priorities.

Figuring out how to make automated platforms appeal to planners has been a learning process, says the custodian’s technology executives.

There are several steps advisors can take to ensure their practices benefit from technology investments.

Beefed-up market research will help the firm’s advisors, says President Adam Antoniades.

How to stay out of trouble if a customer praises your investing prowess on your site.

Clients will flock to digital advice, but conditions favor incumbent firms, a study found.

OCIE puts advisors on notice about widespread use of misleading claims and failures of disclosure.

"We're offering the same if not better-quality products at a highly reduced fee," said Eileen Duff, head of distribution at iCapital Network.

It can be expensive and time consuming. Is it worth it?