Technology
Technology
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Social media is included in regulatory requirements.
June 29 -
Sending performance statements every 90 days can undercut planning goals. There is a better way to keep clients informed.
June 28 -
Just about everyone in financial services wants to offer these retirement planning advice to wealthier boomers, but this firm rises to the top, says Tech Tools' columnist Joel Bruckenstein.
June 28 -
To attract new clients—and keep current ones — planners need to step up their game. Here’s how new digital tools can help.
June 23 -
The SEC found that auditing or testing would likely have revealed deficiencies in controls that allowed an employee access to client information at the wirehouse, says leading compliance expert Alan Foxman.
June 22 -
The bank is rolling out a new digital advice offering that pairs robo technology with financial advisers, most of whom have the CFP designation.
June 17 -
Industry insiders say wealth management is going through its biggest upheaval in decades.
June 17 -
Personal Capital CEO Bill Harris argues financial institutions are more focused on product offerings than clients.
June 17 -
"It was terribly important to us that we were participating and supporting a partnership with a firm that is innovating and has strong backing," said Richard Steinmeier, head of the Wealth Advice Center at UBS.
June 17 -
The year-old automated advice service is revealing some new ways advisers use robos — and it's quelling some big fears.
June 17 -
More than 60% of mass affluent clients don't know how much they are charged, according to a new study by consulting firm A.T. Kearney.
June 16 -
"If you're a financial services company and you're not thinking of yourself as a financial tech company, then you're probably in a declining business model," says Rob Foregger, co-founder of NextCapital.
June 15 -
Combine data from your practice with a personal touch to claim that young client who everyone fears is going to leave for a digital adviser.
June 15 -
Despite much innovation, needs of new planners still aren't being met.
June 14 -
Goal-planning and security are two areas where wealth management firms need to innovate most, say Corporate Insight researchers.
June 14 -
"Clients that are buying your services on price are clients that you don’t want," says consultant Jamie McLaughlin.
June 14 -
With retirement accounts being affected by the upcoming fiduciary rule, many advisers aren’t sure what their first step should be.
June 10 -
With a few simple tweaks to their strategy, planners can stop making flubs that can hurt their business — or even their personal brand.
June 10 -
The brokerage firm also added new members to its asset management team.
June 9 -
Better engagement and smart analytics can "lift revenues significantly," according to the Global Wealth Report.
June 9

















