Wealth management

Secretary of the Commonwealth William F. Galvin says a probe into how firms are using AI isn't a condemnation of the tech but an acknowledgement of its potential impact.

They will take "senior advisor positions" upon Clayton, Dubilier's deal to take the RIA consolidator private — a deal netting them tens of millions of dollars.

Divorce is going up for older couples, who make up the majority of clients in wealth management. Experts from across the industry share how to help.

The company that provides services to 107,000 advisors posted financial results that meet estimates without breaking new ground.

Matchmaking services offer the promise of lead generation without the hassle of cold calling. But do they deliver?

Only 15% of respondents reported seeking financial advice from a financial advisor.

The California TAMP's latest financial report includes new milestones for revenue, platform asset and net income.

Client milestones don't take a vacation — and neither does the demand for sound financial advice.

Plus, Wealth.com and SigFig welcome new leaders to their teams.

Garcia will take on the task of extending the banking giant's reach in Miami.

As thousands of advisors prepare to join the Schwab family in a month's time, insiders are weighing in on what it means for the industry.

The veteran fintech expert goes deep on everything from tech spending to the Schwab-TD Ameritrade Merger on this week's FP Pod.

Prudential is partnering with the American College of Financial Services to educate Black individuals on financial wellness.

The move comes amid predictions that clients will increasingly base wealth management decisions on online testimonials and ratings.

Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.

The independent RIA looks to the Wall Street stalwart for its expertise in alternative investments.

The deal will preserve independence in the face of competitive pressures, the outgoing CEO of Sentinus said in an interview.

Millennials facing middle age are remapping the trading landscape, but don't count out web-based apps just yet.

The marketing tech firm is teaming up with a crew of remote video pros to help advisors make videos worth clicking.