Wealth management

Zoe Financial wants to create an elite network that brings together high-net-worth clients and thoroughly vetted RIAs, says CEO Andres Garcia-Amaya.

NAPFA’s chairman sees an “untapped market” opening up.

Establishing personal key performance indicators is vital, planners say at XY Planning Network conference.

Family offices saw a growth in returns last year fueled by soaring stock markets and private equity.

The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.

A team of four women is moving to LPL in pursuit of what they say is a less difficult, lower-fee alternative.

The effective tax rate on qualified dividends for those in the highest income tax bracket fell.

Under SEC rules, an advisor was statutorily disqualified after driving under the influence. Can he ever register with a brokerage again?

Some senior clients might consider buying a quality supplemental insurance plan, according to a Morningstar expert.

Most apps and automated investing from firms should be understood as sales efforts; private equity is backing tech to replace advisors.

The net outflows are staggering, but recent studies show the relationship is far more nuanced.

Advisor Gary Hirschberg already has plans to expand his young firm.

Private Ocean – Mosaic combination brings software expertise to financial advice battleground

In my view, the organization puts its own growth ahead of enforcing its certificants’ fiduciary standards. This holds us back from being seen as a true profession.

High-net-worth clients can bump into income limits when it comes to making Roth IRA contributions, but they can find other tax-saving strategies to save for retirement.

Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.

It's decision time for Ric Edelman and his new merger partners, including Financial Engines, to pick a name for their new $200 billion RIA.

Robert Burns and Janet Nevins are the latest former wirehouse advisors to join the high-end brokerage unit.

As college debt rises, borrowers want different perks from their employers.