Wealth management

The company is making a bid to compete for growing ranks of America’s multi-millionaires and billionaires.

Clients depend on us to know not just how to handle their investments, but why they are investing in the first place.

The world's largest asset managers voted against many more directors than the previous year based on climate and racial equity issues.

Titan plans to challenge Fidelity and BlackRock and attract younger generations to active investing.

The deal formally unites Marty Bicknell and Steve Lockshin, two of the biggest names in wealthtech investing.

Securities-based lending is up sharply as wealthy investors leverage gains in their stock portfolios into low-interest loans for pricey purchases.

While the bank’s second-quarter earnings disappointed, wealth management services, driven by Merrill Lynch, were a bright spot.

Private equity firms are jostling to invest in financial advice firms that they think may become cash cows.

Trusts aren’t just for the .01%, as some advisors sell mass affluent and high-net-worth clients on their tax benefits.

Citigroup will let retail customers bet on stocks without paying fees as the bank tries to expand its wealth business in the face of fierce competition from Silicon Valley ventures, discount brokerages and big-banking peers.

Strategic buyers and consolidators like Captrust are driving a record pace in overall transactions and those involving sellers with at least $1 billion in AUM.

The Colony Group and XML Financial Group are set to bring on an RIA and a wealth management practice, respectively, in the third quarter of 2021. Focus also announced that Sonora Investment Management will join as a partner firm.

From fees to severe penalties for missteps, a self-directed retirement account is something most savers should steer clear of.

The company received $15 million to build out a platform connecting clients to financial planning, investment management and tax professionals.

The regulator’s annual industry snapshot and financial report offer a nuanced picture of wealth management’s most significant dividing line.

Bradley Bruce, a 30-year veteran, brings the 8th Texas group the firm has added.

The two announcements hours apart came after at least 33 firms with $1 billion or more in client assets changed hands in the first quarter.

Andrew Tasnady shares insights from FP’s annual pay survey and how he expects the grids to shift in the future.

The wealth management firm has about $240 million assets under management and 220 clients.