Wealth management

The court ruling largely wiped out the widow’s portion of a Dallas jury’s $8 billion verdict against the bank for mismanaging the family estate.

A high valuation is a mixed blessing, industry analysts say.

The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.

The firm says it's likely to benefit from the strategy by luring new clients and earning fees on securities lending.

Confidential emails reveal a top Wells Fargo advisor’s despair after he cried fraud. He could stay at Wells if he was silent, but spoke up anyway — and became a whistleblower.

Blucora CEO John Clendening says the cuts to head count should taper off by next year, when the firm will have dropped as many as 1,000 reps in 16 months.

The firm remains in transformational flux, but the results of its "Project E" evolution are beginning to show.

Early adopters of machine learning technology are more likely to expect business increases this year.

AllianceBernstein’s Gershon Distenfeld is sounding the alarm bell on a strategy that’s grown increasingly popular with some of the world’s biggest bond funds.

This year’s Pro Bono Award goes to Amy Born, who gives one-on-one advice to Habitat for Humanity homeowners.

Didi Dorsett, 2018 Pro Bono Award runner-up, uses analytical skills she learned in the military to offer financial advice at no cost.

Clients are advised to start looking for coverage in the marketplace, which will be open for 2019 enrollment from November 1 through December 15.

Already an aggressive recruiter, the firm upped its advisor head count by 115 during the recent quarter.

2017 set high benchmarks, but RIAs must prioritize strategic goals to maintain growth, a TD Ameritrade study says.

The new executive will lead the development of the private bank’s philanthropy and family governance services.

Some cities do actually offer workers that ideal mix of affordability and short commute time if you venture just a little outside city center.

The forthcoming changes will build on digital investments the firm has made recently, according to an executive.

Stifel is expanding on the West Coast, hiring 13 recruits in California year-to-date.

Wealthfront factors in linked investment and retirement accounts for those who want to take a lengthy sabbatical.

Clients making arrangements for family caregivers need to communicate their plans to other relatives to avoid squabbles down the road.