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The wirehouse will make “many” of the pricing and product design changes it planned last year, include lowering commissions for trades involving stocks and ETFs “to the benefit of our clients,” according to an internal memo.
January 27
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The wirehouse also reported record revenue of over $2 billion for the recent quarter.
January 27
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The new recruit generated more than $1 million in annual revenues, according the regional firm.
January 26
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On Wall Street's annual ranking of successful young planners.
January 26
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The recruit generated $2 million in annual production, according to Merrill.
January 26
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One barred broker borrowed funds from clients without approval, according to FINRA.
January 25
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The wirehouse's new hires oversaw $466 million in client assets, according to a spokesman.
January 25
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On Wall Street's annual ranking of successful young planners.
January 25
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The adviser reversed course after Merrill Lynch unveiled plans to phase out commission-based retirement accounts as part of its plan to comply with the Department of Labor's fiduciary rule.
January 24
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Recruits from Morgan Stanley and RBC joined the independent firm affiliated with Raymond James.
January 24
