Wirehouses

Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.

The Swiss firm picked up a team that oversaw approximately $900 million in client assets.

The wirehouse announces another huge hire weeks after saying it would be cutting back on recruiting.

The two advisers generated $7 million in annual revenue, according to their new employer.

The wirehouse had held back on finalizing some aspects of its fiduciary implementation plan until the rule's fate was clearer.

The wirehouse's latest hire has 21 years of industry experience.

Executives think algorithmic assistants will be a better solution for wealthy clients than mere software allocating assets for the masses.

The former JP Morgan Private Bank adviser focuses on wealthy Latin American clients.

The regional firm’s new recruits joined in two locations.

The new offering would enable the firm to serve "more than their traditional wealth management needs," an executive said.

It seems that a long bull market in transition deals may be coming to an end.

The recruit will be a producing branch manager and oversee 10 advisers, according to his new employer.

"It's always nice when one poker player folds and it's down to two or three players," one recruiter says.

The wirehouse will offer commission-based retirement accounts under limited circumstances.

The new hires joined from UBS and Morgan Stanley, according to the firm.

The advisers generated over $2 million in annual revenue, On Wall Street learns exclusively.

The role of the firm's latest hire has yet to be determined.

The move does not apply to the giant asset management firm's ETFs, and clients are not required to liquidate existing positions.

Michael Jeppson generated about $1.8 million in annual revenue, according to his new firm.

The group is led by an industry veteran of almost 40 years.