The wealth management unit took in lower revenue from the year-ago period — but executives say its transformation is going according to plan.

One full-page advertisement, featuring seven female employees at Fisher Investments, is headlined: “You Heard Their Story. Now Hear Ours.”

Distinguishing features of undergraduate and graduate programs for advisors offered by leading colleges and universities.

Two dozen advisors left the wirehouse in recent months to join the regional BD.

I had a strong opinion. Then our reporting changed my mind.

At best, the variety increases awareness of what the career can offer. At worst, it lends ammunition to critics who insist the profession isn't a profession at all.

It’s the sixth team to join JPMorgan Chase’s boutique brokerage in 2019.

When an unusual recruiting deal between Credit Suisse and Wells Fargo went awry, years of broker frustration, severe attrition and litigation followed. Also at stake: Up to $245 million in back pay.

The dispute involves dueling claims of fiduciary responsibilities.

Christine Carona's former boss allegedly made derogatory comments about her personal life in front of UBS employees, according to the arbitration ruling.

While many workers don’t have access to pension plans, annuities can provide a source of guaranteed retirement income and address longevity risks.

More than 400 advisors joined regional BDs last year, according to hiring announcements and BrokerCheck data.

The departures include a team that managed $380 million.

A Financial Planning editor's "jaw dropped" after reading a recent Wall Street Journal op-ed that downplayed the billionaire's remarks at the Tiburon CEO summit.

Female-founded startups receive less that 3% of all global funding, a report found.

CEO Dan Arnold described the firm's multipronged strategy for further growth.

In two weeks since the Tiburon Conference, there have more than $2.7 billion withdrawals from Fisher Investments.

“I can’t remember seeing so many $5 million to $10 million [advisors] in the pipeline,” CEO Paul Reilly said.

CEO Jim Cracchiolo says the firm is focused on “holistic advice rather than a free trade” after wealth management client assets reached a new high.

Seema Hingorani will help oversee relationships with the firm’s largest clients and create a new training program to develop talent.