Practice

The hires might be short-lived as job-cut moratoria end in the third and fourth quarters.

As consolidation reshapes the market, the custodian sees an opportunity to attract tech-forward and multi-custodial firms.

The team caters to athletes, entertainers, and entrepreneurs.

Do RIAs still have a clear advantage when it comes to modern planning software?

It’s enough to frustrate star traders, leaving them vulnerable to poaching by hedge funds willing to pay more.

They all spent over a decade at their former firm.

“I wanted to be able to walk in the door and only be able to answer to one constituency: my clients,” advisor Andy Ferguson says.

The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.

The firm will also pay a penalty and offer to buy back variable annuities the former broker sold to 21 other investors.

One of the largest professional designation and training schools launched a program to award free tuition to at least 25 students in the next year.