Andrew Welsch is a former managing editor of Financial Planning.
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Jean McCrave Baxter claims colleagues made sexual jokes and she was denied advancement opportunities afforded to male co-workers.
August 20 -
Two wirehouse veterans are the latest to join a fast growing independent firm.
August 16 -
Clashes over the Labor Department's fiduciary rule have carried over into the debate on the SEC's proposed regulation.
August 14 -
The boutique wealth manager has been aggressively courting top brokers.
August 10 -
The regional BD's three hires come from Wells Fargo and Ameriprise.
August 9 -
The firm promoted two insiders: David Sliney and Jim Marischen.
August 8 -
The dispute pits four advisors against big Wall Street names: Wells Fargo, Morgan Stanley, Raymond James and Merrill Lynch.
August 7 -
“The industry has not done any favors to young advisors,” says independent advisor Douglas Boneparth.
August 7 -
One of the firm's two new executives is a wirehouse veteran who started her career at Merrill Lynch in 1990.
August 2 -
It will host public forums in nearly two dozen cities over the next 16 months.
August 1 -
The firm's brokerage ranks increased by just one advisor year-over-year.
August 1 -
The forthcoming changes will build on digital investments the firm has made recently, according to an executive.
July 30 -
The firm achieved a record 7,719 independent and employee advisors in the second quarter.
July 26 -
Compensation related to financial advisor recruiting fell 22% for the second quarter.
July 25 -
The firm is looking beyond aggressive recruiting efforts that have netted 73 new advisors year-to-date.
July 25 -
The regional broker-dealer has stepped up its expansion this year.
July 23 -
John and Cary Kortze opened Steward Partners' 16th branch office.
July 23 -
Wirehouse policy changes are bearing fruit and leaving advisor career options in flux.
July 18 -
"Tools like Slack are great, but they cannot communicate your culture," said Patrick Tucker, founder of True Measure Advisors.
July 18 -
The recruits oversaw more than $200 million in client assets.
July 17



















