Andrew Welsch

William Blake, the independent firm's 10th hire this year, says he was attracted by the chance to become a partner.

The new hires joined the wirehouse from J.P. Morgan Securities, On Wall Street learns exclusively.

Several division executives have moved into new roles, retired or left the company, according to a memo seen by On Wall Street.

Wirehouse and regional advisers can help honor the industry's top leaders.

A federal judge ruled that the ex-Barclays advisor had been unfairly forced into FINRA arbitration, where a panel had ruled against him.

Big firms are asking for more time, while investors and even some advisers are asking the Labor Department to keep the rule intact.

A higher standard of client care can still be enforced in the marketplace, fiduciary supporters say.

The ex-Morgan Stanley advisers say their niche practice, which is geared toward women and divorcees, will be better supported by Raymond James' platform.

The group previously worked at Merrill Lynch, where they generated over $2 million in annual revenue.

The former adviser allegedly pocketed more than $300,000 from trades involving pharmaceutical stocks.

The new recruits are the latest to join the regional firm from Wells Fargo.

It's tough starting a relationship with so much at stake. Here's how.

Over 50 advisers have now joined the independent firm, which is affiliated with Raymond James.

The barred broker used $2.5 million in client funds to buy a waterfront home in Rhode Island, authorities say.

Chris Harvey will oversee 420 advisers managing $110 billion in total client assets.

One planner says there's no reasonable basis for a delay, while another says he can't afford all the compliance costs.

The new hires join the regional BD from Baird.

The new recruit is focused on serving the Brazilian market, according to the firm.

Morgan's latest hires oversaw about $575 million, On Wall Street learns exclusively.

Andy Sieg, head of the firm, had previously indicated that he was open to rethinking aspects of the firm's efforts to comply with the regulation.