Andrew Welsch is a former managing editor of Financial Planning.
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The adviser reversed course after Merrill Lynch unveiled plans to phase out commission-based retirement accounts as part of its plan to comply with the Department of Labor's fiduciary rule.
January 24 -
The firm's latest hire had spent 17 years at Raymond James and its predecessor firm, Morgan Keegan.
January 24 -
The new recruit joins the regional BD from Hilliard Lyons.
January 23 -
Growing RIA now has over $3 billion in assets as footprint expands.
January 23 -
One of the bank's new recruits comes from the wirehouse's elite Private Banking & Investment Group, which serves ultrawealthy clients.
January 20 -
"There is an added sense of urgency now," says Barbara Roper, director of investor protection at the Consumer Federation of America.
January 19 -
Their attorney said he would instead file claims in arbitration.
January 18 -
One of the new recruits says his group was attracted to the firm's platform and culture.
January 17 -
The spat between the firms started when the regional BD recruited a group of advisers who collectively oversaw about $1.1 billion in client assets.
January 17 -
Even among the wealthy, a growing number of clients want more digital engagement, says CEO James Gorman.
January 17