Andrew Welsch is a former managing editor of Financial Planning.
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The wirehouse has experienced attrition while the regional BD has been on a hiring streak.
September 11 -
The firm’s new additions include three brokers previously affiliated with Wells Fargo Advisors.
September 9 -
It’s the latest victory for brokers fighting to reclaim pay withheld by a former employer.
September 9 -
Over a nine-year period, he allegedly defrauded clients of more than $2.1 million.
September 4 -
The Bay Area advisors had worked at Merrill for nearly two decades.
September 4 -
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The bank has picked up a few notable recruits this year, including a $6.6 billion team in April.
August 29 -
The RIA founded by former Barclays advisors caters to ultrawealthy clients.
August 27 -
This is the 14th new location the regional BD has opened so far this year.
August 23 -
The Anthony Bunnell addition comes amid expansion of the firm’s its retirement plan business this year.
August 20 -
Each of the three advisors has more than 20 years of experience in the business.
August 19 -
The bank has been courting wirehouse talent, but took a hit when a top team quit in June.
August 14 -
The firm has made formal hiring offers totaling approximately $214 million as of June 30.
August 13 -
The firm's most recent lawsuit over alleged non-solicitation violations centered on an advisor's thank-you cards to clients.
August 8 -
An RIA owner accused the custodian of aiding his chief compliance in setting up a competing firm.
August 7 -
Danny Ludeman had worked at the wirehouse from 1999 to 2014.
August 6 -
The once high-profile RIA owner ran a $20 million Ponzi scheme, federal prosecutors said.
August 1 -
The firm has been picking off talent from rivals, primarily wirehouses.
July 30 -
The bank will pay $1.25 million for alleged supervisory failures.
July 29 -
The firm isn’t “the high bidder,” and that’s just fine, according to Paul Reilly.
July 25
