Andrew Welsch is a former managing editor of Financial Planning.
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The advisers left Wells Fargo and Morgan Stanley to form one team, the second addition in two weeks.
February 1 -
The new recruit generated $850,000 in annual revenue, according to the regional BD.
January 31 -
Ronald Kruszewski says a shift in the size of transition packages, made in response to the fiduciary rule, "benefits us competitively."
January 31 -
Planners will have control over the service, which will not be available directly to clients, according to the firm.
January 30 -
The firm also scooped up a market manager from Stifel.
January 30 -
The wirehouse also reported record revenue of over $2 billion for the recent quarter.
January 27 -
The firm is preparing for the fiduciary rule and contesting a lawsuit alleging that Raymond James allowed a $350 million fraud to be perpetuated.
January 26 -
The recruit generated $2 million in annual production, according to Merrill.
January 26 -
The wirehouse's new hires oversaw $466 million in client assets, according to a spokesman.
January 25 -
The new recruits joined the firm's independent and employee channels.
January 25 -
The adviser reversed course after Merrill Lynch unveiled plans to phase out commission-based retirement accounts as part of its plan to comply with the Department of Labor's fiduciary rule.
January 24 -
The firm's latest hire had spent 17 years at Raymond James and its predecessor firm, Morgan Keegan.
January 24 -
The new recruit joins the regional BD from Hilliard Lyons.
January 23 -
Growing RIA now has over $3 billion in assets as footprint expands.
January 23 -
One of the bank's new recruits comes from the wirehouse's elite Private Banking & Investment Group, which serves ultrawealthy clients.
January 20 -
"There is an added sense of urgency now," says Barbara Roper, director of investor protection at the Consumer Federation of America.
January 19 -
Their attorney said he would instead file claims in arbitration.
January 18 -
One of the new recruits says his group was attracted to the firm's platform and culture.
January 17 -
The spat between the firms started when the regional BD recruited a group of advisers who collectively oversaw about $1.1 billion in client assets.
January 17 -
Even among the wealthy, a growing number of clients want more digital engagement, says CEO James Gorman.
January 17
