Margarida Correia

Alexander Assaf will oversee financial advisers and their teams for the credit union's Addison Avenue Investment Services division throughout Idaho, Oregon and Washington.

Nabbing clients away from competitors is a tried-and-true form of corporate growth. Check out these poaches from the bank channel.

The adviser was also ordered to pay $300,000 to cover Wells Fargo's legal fees.

A retiree says if he had been told he was eligible for a lump sum payment, he would have gladly taken it.

A retiree says if he had been told he was eligible for a lump sum payment, he would have gladly taken it.

Veteran Jason Miller was named to a new post as head of Wealth Planning in the U.S. He is supported by four regional leaders who are also new to their roles.

The broker was barred for allegedly stealing at least $14,400 from three bank customers.

Doris Meister, formerly president of U.S. Markets for BNY Mellon Wealth Management, also joined the bank's 15-member management group.

The new member of Cetera's executive committee is knee-deep in efforts to ready institutions and their advisers for the implementation of the new regulation.

Rick Ulmer, the former regional executive for insurance services in the Mid-America region, will now oversee insurance operations in 10 states.

Client claimed that adviser's recommended strategy earned fees and commissions for the bank but wrecked his inheritance from his great grandfather.

The bank's heavy concentration of mass-affluent customers gives it a strong advantage over its rivals, Citizens claims.

Six executives were recently tapped to lead wealth management and related investment services groups at Huntington Bank, BNY Mellon, SunTrust and U.S. Bank. Find out who they are and what their new roles entail.

The upstate New York community bank is looking to the broker-dealer to help expand its investment offerings and wealth management services.

The bank is the second to join the firm's network in less than a week.

The broker allegedly swiped $1,035 from the bank by using a fee-rebate system to wrongfully move funds into his checking and savings accounts.

Banks and credit unions can test whether they want to get into the investment services business without bringing in advisers or partnering with a TPM.

The California credit union teamed up with Golden State Wealth Management to provide financial advisory services to its 28,000 members.

Thomas Dicker will oversee the firm's 38 U.S. wealth offices and will be responsible for driving growth.