Toby is a veteran journalist with more than a dozen years of experience in the field who joined Financial Planning in 2017 after prior tenures with the New York Daily News, Commercial Observer and City Limits. He earned an undergraduate degree in the humanities from the University of Texas at Austin and a master's degree in journalism from the Craig Newmark Graduate School of Journalism at the City University of New York. He has won a dozen business journalism awards during his time with Financial Planning, including those received for the 2020 podcast series "
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Peggy Ho built the rival firm’s government relations team, and she’s joining the new firm at a pivotal time in wealth management regulation.
April 22 -
The legislation re-introduced in Congress could give more clients the option of seeking damages through the courts.
April 22 -
After appointing the committee and starting a new conference series, co-chairs Fanci Worthington and Stephen Oliver are asking all advisors to get involved.
April 22 -
From compliance to technology and succession, advisors may be under the wrong impressions about launching their own firms.
April 22 -
The founder of advisor consulting service Level Best answered FP’s queries about the best and worst practices in wealth management.
April 21 -
The two lead advisors had each spent more than two decades with the wirehouse.
April 20 -
The annual full-service investor rankings picked a new winner for 2021 while tracking major generational differences.
April 15 -
Financial advisor Jacqueline Campbel led a diversity program at her old firm and has ambitious expansion goals for her new one after 25 years in the industry.
April 14 -
Advisor Kristin Bartlow brings a team of four managing $195 million in client assets to Journey Strategic Wealth.
April 13 -
Lisa Quadrini had worked with the practice during her earlier tenure with Merrill Lynch, and she’s now launching its new office.
April 13 -
The quartet of advisors picked the nation’s largest IBD out of the increasing number of suitors available to ex-employee practices.
April 12 -
Financial advisor Hannah Moore and more than 60 presenters are expanding access to instruction and networking for aspiring and underrepresented advisors.
April 12 -
Amanda Daugherty accused the wealth manager of gender-based discrimination and unlawful termination.
April 8 -
The principal for operations and strategy of an independent research firm explains the range of available products and ESG data.
April 7 -
The 37-year veteran advisor’s settlement with FINRA is the latest phase of a two-year saga involving a father-son team at an Indiana practice.
April 6 -
The deal to buy Wealthstreet Investment Advisors marks half a dozen since the RIA roll-up received a PE investment last year.
April 5 -
One former rep is responsible for more than 80% of the firm’s sales of the defunct LJM Preservation & Growth Fund.
April 1 -
The change will affect continuing education immediately and certification examinations starting in March 2022.
March 31 -
Anthony Diaz began the sentence immediately after a hearing in which a victim said he should “rot in hell” for the felonies.
March 30 -
Impact investment manager Rachel Robasciotti and other advocates say the private proceedings are harmful to victims and helpful to firms protecting serial harassers.
March 29
