Bank channel

FINRA chided the rep for following through on trading instructions received via email from bank employees without confirming the transactions with the customers.

Advisers reacted to President Trump's efforts to halt the regulation.

Seven former private bankers said they functioned less as advisers than as salespeople.

Most banks still have a very low percentage of their customers who are also brokerage clients. This presents the biggest opportunity for advisers.

We've selected 8 up-and-comers who we feel are on track to become one of our Top 100 bank advisers down the road.

Information overload is a major problem, say young bank advisers. See how they help their clients make sense of it all.

Planners will have control over the service, which will not be available directly to clients, according to the firm.

Brokerage revenue is likely to drop for three to five years.

FINRA barred the former J.P. Morgan rep for allegedly using customer debit cards to steal $1,002.

Executives also estimate how much of their advisory force will quit in the wake of the DoL rule.

The wealth manager opened a new office in northern Virginia and expects to hire 8 new advisers over the next couple of years.

The regulator reprimanded Citizens’ retail brokerage for not amending reps' Forms U4 and U5 within 30 days of learning of complaints.

The rep purportedly stole $8,700 from an account funded with donations, according to FINRA.

Revenue in 2016 from the retail brokerage business slipped 6% to $281 million from $300 million in 2015.

While fourth-quarter revenue from brokerage services posted a sharp 20% over-over-year decline, the overall wealth management business still managed to come out ahead.

The large community bank will look to LPL to help the investment services business meet the requirements of the fiduciary rule.

11 executives were recently tapped to lead wealth management and related investment services teams at Bank of the West, BNY Mellon, Key Private Bank and U.S. Bank. Find out who they are and what their new roles entail.

Fourth-quarter revenue jumped 19% year-over-year, while profits soared 57%.

We've reshuffled our top 100 bank advisers to list them solely by assets under management. Here are the top 25.

Revenue increased 4% from 2015 even as the number of advisers fell by 10%.