Practice

The firm hopes the changes reflect its image as a “powerful, innovative and unified provider” of investment products, according to co-CEO Nico Marais.

The firm joins a growing roster of asset managers taking advantage of new tax breaks for investing in low-income communities.

The SEC is giving serious side-eye to firms with part-time or underqualified compliance officers.

Shoehorning them into certain categories can lead to bias and crimp firm growth.

CEO Walt Bettinger says advisors tell him they aren’t worried about the new pricing model.

Bank critics and some lawmakers quickly seized on a tone-deaf posting by JPMorgan Chase that was designed to tout the virtues of saving money.

The SEC and FINRA have launched groups focused on better understanding this growing area of the industry.

An advisor was terminated after accepting money from a brother, who was also a client. Is such a loan allowed?

The switch is the latest in a series of billion-dollar moves so far this year.

These 10 leaders have a lot to say about how women have advanced in the industry over the years.