Practice

While some industry employees are eager for the normalcy of their offices, others are more reluctant as experts predict another rise in virus cases.

Could single premium immediate annuities be the answer to ultralow rates?

Choosing their own technology for clients was a big draw for the advisors, who affiliated with Kestra.

That decision was “heavily debated” and so far the company has found that its operations have fared well with remote work, Jose Minaya said at a conference.

The No. 1 IBD has completed three of the sector’s 10 largest recruiting moves of the year.

The firm’s talent-analytics associate director had claimed the company hired fewer women than men and that she was paid less than her male counterparts.

Representation of women and minorities remains “startlingly” low.

The “one day at a time” mantra was particularly helpful in leading my team and clients through the COVID-19 pandemic.

The bank was seeking to overturn some $400,000 in attorney fees awarded to four advisors as part of a $2 million case.

“A typical Gen Z-er may not be as interested in owning a mutual fund," says Contrafund's Will Danoff.