Practice

The advisors defected from rivals UBS and Merrill Lynch.

The board is “decisively moving away” from allowing advisors to self-disclose, CEO Kevin Keller says.

Instead of “disrupting” finance, Cerulli research suggests all-in-one financial hubs may be the way forward.

After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.

In both moves, fathers brought their children to work as colleagues.

The industry’s lack of Black people and other minorities may explain why the world of social investing has fallen short on pushing corporations on race.

LPL has reeled in about half of the reps changing their BDs so far this year, but the full RIA channel is also reaping big gains. Plus, other news in the indie space.

The rollover period has been extended to Aug. 31, allowing some clients to breath a sigh of relief.

Asset manager Blueprint Capital Advisors claims they stole confidential business information and discriminated against the Black-owned firm.

The wirehouse says it wants to simplify pricing for separately managed accounts and expand client choice.