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TD Ameritrade
LPL loses hybrid RIA to Triad
The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
Voya considers buying a robo advisor, says BD president
"I don’t have one yet, but I want one," says Tom Halloran, president of Voya Financial Advisors.
Few RIAs have internships, TD Ameritrade study shows
Firms must offer them to tap new talent amid the industry’s succession problems, the custodian says.
Disabled clients lost $500K in TD Ameritrade chatroom
They seek a refund and damages after they said the firm directed them to its Thinkorswim website, according to a FINRA arbitration filing.
Vanguard, E-Trade and TD Ameritrade top investor ranking
Scottrade and Schwab fell out of the top three, while Capital One Investing led a retail bank surge in the J.D. Power report.
Why it's time for advisors to invest in millennials
The next generation "is the economy," a top TD Ameritrade exec says at the annual IMCA conference.
CFP Board launches new campaign to promote industry diversity
The "I am a CFP Pro" campaign will feature younger, more diverse voices from the planning community.
Why it's so hard to win millennial clients
Young clients are focused on short-term needs rather than building an entire plan toward a retirement date.
The next hot M&A target? Solo advisors
RIAs are anxious to acquire assets, according to a new survey, and smaller firms are a prime target.
Robo advice gets human, stirring competition again
As the major players gravitate to the hybrid model, will price cutting take hold in digital wealth management?
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