Practice

Phased succession plans that stagger the amount of equity changing hands can help usher in the next generation of financial advisors, PPC Loan Managing Partner Dustin Mangone says in an episode of Financial Planning’s Invest Podcast.

Ongoing health risks will hinder a return to normalcy for the firm and its rivals.

Standard General accused Tusk Strategies of “blanketing the media with false and misleading proxy materials” on behalf of a “secret client.”

The appointment comes as part of an equity investment by FTV Capital to expand the footprint of the company formerly owned by RCS Capital.

There are appealing methods to shift investments “upstream” to aging parents or “downstream” to grown children.

Equities have rallied more than 20% from March lows, but remain well below 2020 highs.

The firm is making another targeted purchase while rivals seek to gain ground with their own deals that reshape the sector.

People born in 1960 could see a permanent cut in their benefits without action by policymakers, an expert warns.

This year’s honorees discuss how their firms are coping with the coronavirus pandemic and how this period may reshape the industry.

Unlike recent affairs that were marred by protests, this year's meeting — held online because of the coronavirus outbreak — went smoothly as investors overwhelmingly approved the bank's slate of directors and executive compensation plan.