Portfolio

The firm's wealth management division also reported that pretax operating earnings rose 16% from a year ago.

Both wealth managers, who left UBS, also had a combined $289 million in client assets before making the move, RBC said.

Target date funds charge higher fees and don't perform well during a financial crisis; Plus, three great freebies for retirees.

About a quarter of fee-only advisory firms we surveyed in February said they had changed their fee structure in the past year (as did 20% of all independent firms). So what did they do? We combed through respondents' individual comments to identify several of the changes firms have made.

About a quarter of fee-only advisory firms we surveyed in February said they had changed their fee structure in the past year (as did 20% of all independent firms). So what did they do? We combed through respondents' individual comments to identify several of the changes firms have made.

"We're betting on financial advisors and personalized financial advice delivered by people," says RJFS President Scott Curtis.

The case complaint is the latest to portray America’s all-electronic stock market as vulnerable to predators with software.

Psychological experiments at the University of Georgia offer a pair of clear takeaways for advisors facing prospects.

After years of low interest rates and rising stock markets, once-conservative strategies might actually be putting investors in risky situations. Here's where some income investors are going wrong.

After selling Cetera for a rich $1.15 billion, Donald Marron's Lightyear Capital picks up a $4.7 billion hybrid RIA.