Portfolio

Wells Fargo, Baird, Avantax, Kestra, Janney Montgomery Scott, IRAs, Derek Jeter and other news this week in financial advice.

Unlike competing financial services firms, the asset manager has agreed to undergo a racial audit.

Harvest’s micro-saving and investing technology is designed to turn spenders into savers, and eventually into investors.

The 20 mutual funds in this ranking outpaced broader markets over the past year with an average gain of more than 68%.

Our annual analysis of core compensation components at wirehouses, regional and national BDs.

The largest brokerages typically make comp changes that are ‘evolutionary, rather than revolutionary.’

The company has experienced “dramatic increases” in new customers, call and trading volumes.

It could all add up to a Goldilocks moment, where growth is fast and sustained while inflation ticks up gently, he wrote to shareholders in his annual letter.

Even salaries, which are typically seen as private, were up for conversation among those in the cohort, a survey found.

More than half of the broker-dealer’s clients say they’re interested in increasing the share of socially-responsible investments in their current portfolio.