Industry

“We are looking to grow a firm of high quality financial advisors who are looking to make a real difference in people’s lives,” the firm cofounder says.

The W Source expects to reach more than 40 chapters over the next three months, creating referral groups of hundreds of professionals.

Independent advisors can get overwhelmed with all the tech options. Are fintech partnerships helping?

The appointment comes after an earlier announcement of broad leadership changes at the firm.

While the average deal size has climbed above $1.3 billion, solo practices still continue to thrive.

The No. 1 IBD requested that other variable writers “contractually reaffirm their commitments to protecting trails,” an executive says.

By allowing disciplinary actions to be expunged from certificants’ records, the board is sabotaging its own efforts to raise industry standards.

An uptick in retirements dampened the firm’s efforts to expand its brokerage ranks.

Royal Alliance must pay more than $2.5 million to one ex-client while dealing with charges against the firm and a former rep by William Galvin’s office.

A planner becomes a certified foster parent and grapples with loss when the child he has fostered is adopted by another family.