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The $420 million team marks the latest wirehouse exit over a lack of flexibility around the rule.
May 9
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The advisers generated over $2 million in annual revenue, On Wall Street learns exclusively.
May 9
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Sales of smaller firms dominated transactions and banks re-emerged as buyers during the first quarter.
May 9
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The role of the firm's latest hire has yet to be determined.
May 8
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Raymond James, RBC and Ameriprise were among the industry players to lure away talent from Merrill Lynch.
May 8
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The group generated over $7 million in annual revenue, On Wall Street learns exclusively.
May 8
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The two advisers had been with the wirehouse for more than a decade.
May 8
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If not for her hiring expertise, CEO Jeffrey Gundlach says the bond behemoth would not have managed nearly as well following her death.
May 8 -
The duo launched a new independent practice with the firm's Investment Advisors Division.
May 5
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The SEC could continue cracking down on brokers and advisers, but some see Clayton’s leadership taking a more business-friendly tack.
May 5
