Industry

The RIA's parent company is set to buy a very large adviser aggregator. If completed, it would be the biggest transaction of the year.

The group includes a father-daughter duo who have worked together for 25 years.

Older wirehouse advisers opting to go independent should keep these factors in mind if they want a richer exit from the business.

The adviser allowed her disabled sister to die of untreated bedsores, according to the D.A. It’s the first known such case involving a CFP, says the CFP Board.

The new recruit's business focuses on Latin American clients.

Verify every candidate’s claims about the quality and quantity of their clients.

Verify every candidate’s claims about the quality and quantity of their clients.

Net income and client assets grew even as the firms' headcount continued its steady decline.

To grow, the firm is pivoting from its focus on training new brokers to poaching talent from rivals.

We've reshuffled our top 100 bank advisers to list them by percentage increases in their annual production. Here are the top 20.