Portfolio

Investors may be shifting to cheaper options, or simply taking profits while markets are high.

Blue Moon Wealth Advisory becomes the eighth major purchase for the RIA in the past 18 months.

Phil Shaffer says changes in the business necessitated a career change if he was to maintain an edge in serving clients.

The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.

The industry’s benchmark ETF recorded its fourth largest inflow in the past five years.

The technology underpinning Alexa can automate meetings, update clients and even deliver advice.

The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.

Retirees should weigh a number of factors, including the fact that the closing costs for reverse mortgages are higher than those for regular mortgages.

Over 75,000 advisors in the U.S. will be affected by what is expected to be the most significant version of CFP standards to date.

The new hire previously managed three UBS locations that generated $110 million annual revenue, according to the regional broker-dealer.