Portfolio

Alexandra Court had been promoted to global head of institutional distribution in 2016, a move accompanied by about two dozen job cuts in that division.

As a sustained bull run has made portfolios swell, managing the tax bill on those gains has become increasingly vital.

To avoid a hefty tax bill when taking withdrawals from retirement accounts, clients should consider holding their assets in three "tax buckets.”

Some may be afraid to deploy cash into stocks now because they think the market will tank sooner rather than later.

Having already recruited 32 brokers in the first quarter, Janney Montgomery Scott is now adding a few more advisors to its ranks.

The Schwab U.S. TIPS ETF raked in more than $636 million in one day, the most ever for the fund.

Howard Price III used the funds to make purchases at clubs, bars and restaurants, say regulators.

At least six RIAs have left since the No. 1 IBD announced a change in policies last November.

Attending to clients' non-financial needs helped propel Merrill Lynch advisor Dane Runia to No. 1 on the Top 40 Under 40 ranking.

Clients who want to make their retirement portfolio resilient to market volatility should veer away from core stock and bond holdings.