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Independent Advisor Alliance also started a robo advisor under Betterment for Advisors after adding more than $2 billion in assets over the past 12 months.
July 15
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Summit Brokerage Services will fold 450 advisors into one of the 41 OSJ regions under Cetera Advisor Networks this summer.
July 12
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The firm has shed fund holdings in defensive sectors such as health care and consumer staples.
July 11
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Should the board use 1% of its budget for its own oversight? A former board chairman responds to this proposal.
July 5
ProVise Management Group -
The firm's chief has led growth to an expected $1 billion in revenue this year from $7 million in 1998 when she joined. It's a matter of embracing the sector's evolution, she says.
July 1
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Adding clients may increase the top line, but it may come at the expense of profits, free time and even happiness.
June 21
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Unconflicted enforcement of the new code requires monetary investment from certificants.
June 20
3ethos -
How to know when you’ve reached that just-right size.
June 17
Life Planning Partners -
The No. 1 IBD aims to triple its potential target market reach, in part by adapting some aspects of employee services to independence.
June 7
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Activist investors have taken large stakes in at least 100 of the products so far this year.
June 7
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High-AUM RIAs at TD Ameritrade’s Elite LINC tell how they grew their firms when they were starting out.
June 7
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Firms that generate 75.5% profit margins are hiring, buying and automating, according to FA Insight.
June 6
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The BD’s employee channel is attracting more independent reps through offerings like technology and practice acquisition support.
June 4
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Independent broker-dealers have changed with the times. Our annual ranking has, too.
June 3
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Warning: Advisory firm buyers may be purchasing a depleted oil well.
June 3
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The majority of the top 25 firms boosted their business by double digits in 2018, and five of them reeled in more than 20% growth.
June 3
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The firm aims for a bigger foothold in a competitive sector with new offerings around tech, service, advisory programs and practice management.
May 23
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CEO Dan Arnold presented details of the firm's mounting ambition after announcing the acquisition of a brokerage and RIA with $3 billion in client assets.
May 22 -
BlackRock will appoint an “independent fiduciary to vote” on proxies, according to a spokesman.
May 20
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The IBD network has an inside edge for ensuring advisors are ready if equities suffer a sustained fall, according to its president, Adam Antoniades.
May 14
