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The firm has streamlined its leadership structure and overhauled its marketing strategy.

Sergio Ermotti is under pressure to show investors how the bank can reap greater profits from a merger of its two wealth management businesses.

The deluge into the retail-friendly vehicles comes as the S&P posted declines in 19 of 24 days since peaking in September

Kelly Coffey will succeed Russell Goldsmith as CEO of City National, a Los Angeles-based unit of RBC.

“This is a chance to redesign core systems, some of which go back to PaineWebber,” says Tom Naratil, president of UBS Wealth Management Americas.

Reinventing a new life may involve uncovering new interests and a new way to live after you leave your career.

A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.

“There’s just right now a heightened sensitivity to what can go wrong,” one strategist says.

How advisors can help clients protect these funds when inherited. If they don't, a few small, early mistakes can cause a client to lose most of the proceeds.

Clients are willing to pay more for tax advice, but they’re still not getting it.