Finance

The firm is benefiting some referrals from Bank of America’s other business units.

The last time SPY saw inflows of this magnitude U.S. stocks were on the cusp of a bear market in late 2018.

Headcount is down more than 1,250 since a fake accounts scandal came to light in 2016.

The regulator is on high alert as more than 10% of new launches last year targeted a theme.

Procure Holdings’ intergalactic foray is part of a broader industrywide push into so-called thematic funds.

Fund companies could launch a new type of product that does not have to reveal its assets.

The firm unveiled a discount in a footnote on page 94 of a revised regulatory filing.

VanEck, Hartford Funds and DoubleLine are among the firms with executives being honored.

The average expense ratio among the top-performers is 40 basis points higher than the average.

The bank has been paring smaller business lines since scandals began erupting from its branch network in 2016.

Andreessen Horowitz — one of the richest and most famous firms on Sand Hill Road — is giving up its VC designation.

Digital advisors are tools, not competitors, says Mirador Capital Partners' Dan Murray. What's more, here's how they can enhance a firm's offerings to clients.

Hedge funds are under pressure to justify their fees as bond indexes extend gains.

The bank has considered buying DWS to combine it with its own unit and spin the two off as a separate entity, sources said.

Issuers are creating multi-factor funds that offer exposure to several return-enhancing characteristics.

Part of the risk in any pivot to private equity is whether it would be essentially pawning what has been until recently a diamond of a business model.

The aggregator buys two RIAs with a combined AUM of over $800 million.

Advisors need to be willing to take a financial hit for clients

Dan Arnold received $7.1 million in 2018, far below the longer-tenured chiefs of rival firms Ameriprise and Raymond James.

The firm plans a 0.2% to 0.5% allocation to the products in its global and international fixed-income index portfolios.