Finance

After a fourth-quarter slowdown, deal-making resumed with a vengeance in January.

The products exceeded their previous monthly flows record by nearly 30%.

More than $34 billion in client assets moved into the No. 1 IBD’s fold in the first part of the acquisition.

Headcount dropped by 413 brokers year-over-year, but productivity per FA jumped by 29%.

U.S. Bancorp is reviewing whether it will remain a custodian after the fund went from buying Latin American real estate to cannabis producers.

The bank’s asset management business merged teams overseeing fundamental U.S. equity value and growth strategies.

ETF Managers Group accused the exchange of favoring interests in a competing product.

The regulator asked sponsors to hold off on registering funds investing in the currencies. Here’s why.

CEO Jim Cracchiolo says the firm’s headcount is poised for growth again following a stagnant year.

Morgan Stanley and one of its advisors were ordered to return the entrepreneur's investment in two private placement funds totaling $536,000 and pay him $37,500 in compensatory damages.

The increase comes after a 2% to 4% cut in 2016 when the firm reported its first revenue decline since 2009.

Stepping in after co-founder Mike Cagney's resignation, Twitter's Anthony Noto needs to overhaul the firm's corporate culture, lay the groundwork for an IPO and determine whether to renew SoFi's pursuit of a bank charter.

Cracks in the bullish trend are forming and will be painful for those riding the wave.

One provider aims to test whether or not investors are comfortable with algorithms picking stocks.

Kris Chester led two major business reorganizations in her time at Wells Fargo Bank.

The rewrite could affect how these firms value potential buyout targets.

The firm wants to rid advisors, and their clients, of traditional paper checks.

Headcount is down by 200 compared to a year-ago.

Clients in Asia are among the beneficiaries, gaining the ability to trade U.S. products during their daylight hours.

CEO is right to resist the temptation of a more drastic overhaul.