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Five candidates will compete for three seats on FINRAs board of governors.
July 11 -
Socially responsible investment shop Calvert Investments has named Lynne Ford to the newly created position of Head of Distribution.
July 11 -
Socially responsible investment shop Calvert Investments has named Lynne Ford to the newly created position of Head of Distribution.
July 10 -
The Raleigh, N.C., company hired Charles Pendergraft, John Zachary Carnes, Cort Meinelschmidt, Chelsea Miller, J. Marshall Culp 3d, and James Beam.
July 10 -
Wealth management firm Glenmede hired Larry Hatch as director of its Cleveland office, the firms only office in Ohio.
July 10 -
Advisors Scott Christie, John Aitchison and Ryan Jennings will ply their trade from the firms new Scottsdale, Ariz. office.
July 10 -
Richard Ward ends a three decade-plus run at Merrill Lynch to join Stifel Nicolaus.
July 10 -
In an effort to enhance the technology it offers for personal financial advice delivered to the mass market, NestWise LLC, a unit of LPL Financial, will buy Veritat Advisors.
July 10 -
The industry veteran will be chief counsel and chief compliance and ethics officer in the in the Office of Compliance Inspections and Examinations.
July 10 -
San Francisco, Calif.-based consulting shop Callan Associates has hired today Yosangel G. Haddad as vice president, based in Callans new location in Summit, New Jersey.
July 9
