Industry

The broker is the fifth advisor this month to part ways with Raymond James.

The broker-dealer alleges Jason Kirkland violated company policy, used confidential information and broke his 12-month non-solicitation agreement, among other claims.

Its purchase includes the manager’s mutual fund and ETF businesses.

Digital firms are boosting features to stay competitive in a crowded advisor-tech marketplace.

'Know which problems you are trying to solve,' says InlVest speaker Kabir Sethi.

Bob Oros is a leading candidate to head the RIA, but he, or any other successor, will be under “super pressure” from the firm’s owners.

The company's head count has expanded by 43 advisors in the past year.

President Shawn Mihal unveiled a series of changes to the firm’s compensation grid, field structure and advisory programs.

Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.

The advisors retained from shuttering Broker Dealer Financial Services will add more than 80 advisors now able to tap into the buying firm’s offerings.