Industry

The startups competing at XY Planning Network's fintech competition say they're solving RIA practice concerns that the industry has failed to address.

More than half of the broker-dealer’s new hires come from Wells Fargo.

The deal to purchase the asset manager could be announced in a matter of weeks.

Zoe Financial wants to create an elite network that brings together high-net-worth clients and thoroughly vetted RIAs, says CEO Andres Garcia-Amaya.

NAPFA’s chairman sees an “untapped market” opening up.

Establishing personal key performance indicators is vital, planners say at XY Planning Network conference.

The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.

A team of four women is moving to LPL in pursuit of what they say is a less difficult, lower-fee alternative.

The holidays must be coming soon because BIC is working on its annual ranking of top bank advisors.

Bari Havlik says she needs to know when examiners’ rulings appear out of step with the actual guidelines.