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Financial Planning Review will represent "an interdisciplinary approach," according to the journal's executive editor.
February 21
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The Raymond James affiliated firm has been aggressively recruiting from wirehouses in recent months.
February 21
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The products seek risk and return objectives through factor exposures such as minimum volatility, value, momentum, liquidity and quality.
February 20
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A FINRA arbitration panel concluded that the No. 1 IBD made false and defamatory statements in its U5 filings.
February 20
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Among recent career changes, Merrill Lynch lost brokers managing $2.2 billion to rival J.P. Morgan Securities.
February 20
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The brokers previously worked at Wells Fargo, which has suffered from attrition to smaller rivals over the past year.
February 20
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The company has been in conversations with ETF Securities and Global X, say people familiar with the matter.
February 20
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The CEO of the firm’s parent says it expects to trim hundreds more advisors from its ranks over coming months.
February 20
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“Serving the investment needs and opportunities unique to clients who reside outside of the U.S. has become increasingly complex,” the firm said.
February 20
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As investment management becomes a supporting service, software providers are facing disruption.
February 20
