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The additions are expected to include financial advisors and customer service agents, and represent a 15% increase in associates who focus on clients.
October 14
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“If insurance and annuities had always been commission free, RIAs would be power users,” says David Lau, CEO of DPL Financial which is partnering with SS&C Advent.
October 13
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The group of fee-only practices and networks have 1,187 IARs who manage a combined $95.7 billion.
October 13
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Flows into U.S. fixed-income products this year have already surpassed the total for all of last year.
October 13
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Among those leaving is Tom Nally, president of TD Ameritrade’s RIA division. He’d been with the company for 26 years.
October 9
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The CARES Act will play a critical role, according to Grant Thornton.
October 9
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Which changes will become permanent? Our latest RIA Leaders ranking points the way.
October 9
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The agency began digging into the massive tax law addressing issues that needed immediate clarification.
October 8
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The wirehouse plucked the trio from Wells Fargo
October 8
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The regional BD picked off teams from Merrill Lynch, UBS and Raymond James in a (mostly) September sweep.
October 8
