Practice

The first deal under new Betterment CEO Sarah Levy will net the firm 17,000 accounts and $190 million in client assets.

Wealth Enhancement Group’s second acquisition of 2021 comes as experts say there’s an “ever-increasing buyer appetite” for $1 billion-plus firms.

After going public, the clearing firm plans to to grow and nudge further into the traditional advisory space, says its president.

Christine Kuglin started her journey to pass the test by thinking, 'Today is a good day to become a CPA.'

Some familiar names top the list for these investors who kept about 35% of their brokerage assets in equities.

New entrants are gaining traction while established players continue to grow.

Those with the resources to sort through compliance thickets may be better positioned to take advantage of some long-awaited changes.

The firm hopes to more readily attract talent from rivals.

The quartet of financial advisors range in age from their 20s to their 90s, and are the second group to sign with Dynasty this week.

“It’s hard to make it mandatory. There are laws about that,” said Jamie Dimon, chief executive officer. “I think what we’d like to do is have carrots and sticks. We want people to take it.”