Practice

“I wanted to be able to walk in the door and only be able to answer to one constituency: my clients,” advisor Andy Ferguson says.

The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.

The firm will also pay a penalty and offer to buy back variable annuities the former broker sold to 21 other investors.

One of the largest professional designation and training schools launched a program to award free tuition to at least 25 students in the next year.

The hires hail from Morgan Stanley and Wells Fargo.

The new hires were previously at Merrill Lynch, UBS, and BB&T.

During rapid growth, the firm allegedly failed to detect a cascade of red flags.

If clients “looked just three months ago, these numbers would be glaringly different,” an expert says.

Daily average trades on the app in June were four times higher than on E-Trade.

The president said his action authorizes the U.S. Treasury to allow companies to defer — not suspend — payroll taxes for Americans making less than $100,000 a year from Sept. 1 through Dec. 31.