More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The head of the regulator pledged vigorous enforcement of the controversial rule.
October 19
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At the IMPACT 2021 conference, CEO Walt Bettinger and head of advisor services Bernie Clark shared plans to grow the firm’s market share of independent advisors.
October 19
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Timothy Ewell is Chief Assistant County Administrator of Contra Costa County, California and Chair of the GFOA Committee on Governmental Debt Management.
October 19
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The giant custodian unveiled a new turnkey asset management and technology platform it says will boost its market share among RIAs and other advisory firms.
October 19
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The regulator recommends a close look at factors that prompt brokers to restrict customer trading, video-game-like features popularized by online trading platforms, short-selling and payment for order flow.
October 19
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Although it makes more sense to hold a futures ETF like this one than to hold actual cryptocurrency, the same problems that plague all commodity futures ETFs will crop up, writes Jared Dillian.
October 19
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The Treasury Department suddenly softened its plan to track consumer transactions after critics protested that it would target low-income workers.
October 19
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Commissioner Hester Peirce and CEO Robert Cook spoke amid a growing debate surrounding digital assets and their underlying technology.
October 18
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The brokerage now manages $7.61 trillion across its retail and RIA custody businesses.
October 18
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CEO David Solomon sees opportunity in the industry for further acquisitions and organic growth after the firm’s significant pivot in the last two years.
October 18
