More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
-
The rare move to set aside the regulator’s ruling came more than a decade after the rep ran into trouble by adding notes about his client into a software program.
March 11
-
The IBD network added a community bank’s investment program after exceeding the goals it set at the beginning of 2020, its head recruiter says.
March 11
-
“Investing should be as ubiquitous as shopping online,” says Vlad Tenev.
March 11
-
Sasha Brenecki is a manager with KBKG, based in Chicago, specializing in
cost segregation andfixed asset services overseeing the Midwest region. She has over six years of experience conducting cost segregation studies, section 481a adjustment calculations and fixed asset reviews.March 11
-
The investments can pose substantially more risks than typical initial public offerings.
March 11
-
the Labor Department said it wouldn’t enforce Trump-era rules for fund investments or proxy voting, nor will it sanction retirement plans that don’t comply with the regulations.
March 11
-
The benefits of traditional fixed income are diminishing with today’s low interest rate environment, but alternative investments can help solve the portfolio-allocation problem.
March 11Rockefeller Capital Management -
The RIA picks up 1,300 clients with $780 million in assets, underscoring feverish consolidation among wealth management firms.
March 10
-
Over the past year, the lineup of stock and bond funds notched an average gain of more than 25%.
March 10
-
Carolyn M. Glynn, Esq., is a trusts and estates attorney in New York City with the law firm of Offit & Kurman, PA and advises high net worth families in the areas of estate planning, retirement planning and business succession planning. She can be reached at carolyn.glynn@offitkurman.com.
Henry Montag is a Certified Financial Planner who has been in practice since 1976, with offices in Long Island, N.Y. He is the founder and principal of The TOLI Center East, which provides independent consultative fee-based life insurance performance evaluations for trustees, their advisers, and high-net-worth individuals. He has lectured extensively on the proper utilization of financial products to the New York State Bar Association, the New York State Society of CPAs, the AICPA, and NCCPA. He has also appeared on Fox Business, Wall Street Week and News 12. He co-authored “The Advisors’ and Trustees’ Guide to Managing Risk and Avoiding a Client Crisis.” Reach him at henry@thetolicentereast.com or (516) 695-4662.
March 10
